1.Registration of the adviser with the U. S. Securities and Exchange Commission as a Registered Investment Adviser if the adviser has more than $25,000,000 under management.
2.Delivery of a disclosure statement by Adviser to client.
3.Execution of an Investment Advisory and / or Financial Planning agreement between the client and the adviser.
4.Initial payment of the planning fee or investment advisory fee by the client to the adviser.
5.Adviser may transact business only in States in which it is registered, or in which it is exempted from registration. The Investment Adviser must also be registered or exempted or excluded from registration in any state in which it responds to persons in that State to effect or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation.

Other Disclosures:

The information in this web-site is based on data gathered from what the Adviser believes are reliable sources. It is not guaranteed as to accuracy, and does not purport to be complete and is not intended as the primary basis for investment decisions. It should also not be construed as advice meeting the particular investment needs of any investor. The identification of specific funds and model portfolios is being made on the assumption that the investor would participate in that investment or portfolio on a long-term basis (in excess of five years) and only after consulting with their investment adviser to determine their needs and tolerance for risk. With respect to any such identification, there can be no assurance that the fund or model portfolio will in fact perform in the manner suggested.

All investment and portfolio results assume the re-investment of all dividends and are gross of any investment advisory fees. The results do not represent actual trading due to the timing of the clients' trades and their trading costs. They may also not reflect the impact that material economic and market factors might have had on the adviser's decision-making if the adviser were managing the clients' money. Investment and portfolio results may be different than the results the adviser's discretionary clients achieve due to the timing of trades by the adviser and the market conditions.

All references that might be made to an investment or portfolio's performance are based on historical data and one should not assume that this performance will continue in the future.

Privacy Statement for Prospective Clients

Kasanow & Associates: Wealth Management, an independent financial planning firm, is committed to safeguarding the confidential information of its clients. We hold all personal information provided to our firm in the strictest confidence. These records include all personal information that we collect from you or receive from other firms in connection with any of the financial services provided by Kasanow & Associates: Wealth Management. We also require other firms with whom we deal to restrict the use of your information.

A complete privacy statement concerning our firm's policy is available upon request. You may obtain it in person, or through a written or electronically delivered request to Kasanow & Associates: Wealth Management, at info@kasanowandassociates.com, or simply by calling us at 808-988-1311.